| SII Investments, Inc. member NASD,
SIPC and a Registered Investment Advisor is not affiliated with Union
Bank & Trust Company or Financial Services Center. Securities
and advisory services offered through SII Investments, Inc. are not
insured by the FDIC or and other Federal Government Agency not a deposit
or other obligation of, or guaranteed by any bank or their affiliates
subject to risks including the possible loss of principal amount invested.
IMPORTANT CONSUMER INFORMATION
This site is for informational purposes only and is not intended
to be a solicitation or offering of any security and:
Representatives of a Registered Broker-Dealer (“BD”)
or Registered Investment Advisor (“IA”) may only conduct
business in a state if the representatives and the BD or IA they
represent (a) satisfy the qualification requirements of, and are
approved to do business by, that state; or (b) are excluded or exempted
from that state’s registration requirements. Representatives
of a BD or IA are deemed to conduct business in a state to the extent
that they would provide individualized responses to investor inquiries
that involve (a) effecting, or attempting to effect, transactions
in securities; or (b) rendering personalized investment advice for
compensation. We are registered to offer securities in the following
states: Wisconsin, Missouri, Arizona, Florida and Washington.
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